General

Your privacy is important to us, and this Privacy Policy/Your California Privacy Rights ("Privacy Policy") will tell you what information we collect, how we protect it, and what choices you have about how the collected information is used. For purposes of this Privacy Policy, "we", "our", and "us" refers to Highbury Financial Inc ("Highbury"). The words "you" and "your" refers to each user of the Highbury web site at www.highburyfinancial.com ("Site"). All capitalized terms used but not defined herein shall have the meanings set forth in the Terms of Use.

Information We Collect and Why

o Personal Information

Personal information is information that, at the time of its disclosure, can either identify, describe or be associated with an individual, and includes: first and last name, a home or other address, an email address, a telephone number and occupation, ("Personal Information"). Highbury only collects Personal Information that you choose to share with us, such as when you contact us via the Site.

o Email Addresses

Other than as described in this Privacy Policy, we do not rent, share, or exchange our customers’ email addresses. Subject to other provisions contained in this Privacy Policy, email addresses voluntarily given to us or collected from email comments are never shared. We do use these addresses for our own contact management purposes. By completing and delivering to us your information at the Information Request page, you choose to receive electronic correspondence from Highbury ("Opt in"). If you choose to opt out from receiving email ("Opt out"), change your contact information or change your email preferences, click here.

o Mailing Addresses

When you provide us with a mailing address, or request printed materials, your mailing address may be added to our mailing list. Other than as described in this Privacy Policy, this mailing list will not be shared or traded with other third-party businesses. You may request that your name be removed from our mailing list. To sign-up for our mailing list, change your address, or request that your name be removed from our mailing list, click here.

o Automatically Tracked Information

The Site automatically tracks certain information, such as your domain name, browser type, and pages accessed, while visiting the Site. This information is used solely for the purpose of monitoring the traffic our Site is generating. This gives us valuable information on which pages are visited most frequently, and which outside links are being utilized most. We do not monitor navigation patterns outside of our Site, but we do gather information on referral sites that send visitors to us.

Sharing Information with Affiliates and Service Providers

Subject to applicable law, we and our Service Providers (as defined below) may disclose your Personal Information:

• To unaffiliated third parties that are under contract to perform services for or on behalf of Highbury ("Service Providers"). All Service Providers are required to uphold and maintain policies with respect to privacy and the treatment of your Personal Information; and
  
• To other persons, including law enforcement officials, as permitted or required by applicable law or regulation.

Any access to such information will be limited to the purpose for which such information was provided to the affiliate, Service Provider or law enforcement official. In addition, federal, state and foreign laws give people with governmental, regulatory or supervisory responsibility, and those involved in lawsuits and other legal proceedings, the right under certain circumstances to obtain information from us, our affiliates and from our Service Providers, including your Personal Information. Subject to our professional standards, you should understand that Highbury, our affiliates and Service Providers will comply with these laws to the extent we and they are required to do so.

Sale or Transfer of Information

In the event of a sale, merger, liquidation, dissolution, or transfer of part of the business, trade or assets of Highbury and/or any of its individual affiliates, all information, including without limitation, Personal Information collected about you via this Site may be sold, assigned, or transferred to the party acquiring all or substantially all of the equity or assets or business of Highbury and/or our affiliates. Subject to your election to opt out as described above, by using this Site, you consent to the sale and transfer of your information as described in this paragraph.

Children

Our Site is not generally intended for use by children under the age of 13, and Highbury does not knowingly collect Personal Information from children in this age group. If we become aware that a user under the age of 13 is using the Site, we will inform the child that he or she is not eligible to use the Site. We will then expunge any related Personal Information from our records.

Third-Party Web Sites

This Privacy Policy applies only to www.highburyfinancial.com. This Site may contain links to other sites. Please be aware that we are not responsible for the privacy practices of such other sites. We encourage our users to be aware when they leave our Site and to read the privacy policies of each and every web site that collects Personal Information.

Changes to the Privacy Policy

We will post any material changes to this Privacy Policy at least thirty (30) days prior to the changes taking effect. If we make material changes to this Privacy Policy that affect our treatment of your Personal Information, we will notify you by sending a notice to the primary email address specified in your account or by placing a prominent notice on our Site. After the changes take effect, all newly collected and previously collected Personal Information will be subject to the terms of the revised Policy ("Revised Privacy Policy") and all previously collected Personal Information will be handled in accordance with your response to our opt-in notice (in accordance with the Revised Privacy Policy if you opt in and in accordance with the previous Privacy Policy if you do not opt in).

Contact Information

For questions or changes regarding privacy or your mailing list status, please reach us through the Information request page, or at the following address:

Mailing Address:
Highbury Financial Inc.
999 18th Street, Suite 3000
Denver, CO 80202

LAST UPDATED: March 16, 2007